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NSF Sponsored Workshop
Arctic Observing Based on Ice-Tethered Platforms
June 28 to 30, 2004
At the Woods Hole Oceanographic Institution, Woods Hole, MA
Workshop publications:
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PDF version of workshop report |
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Proshutinsky, Andrey, et. al., An Array of Ice-Based Observatories for Arctic Studies, poster for the 2004 Fall AGU meeting,
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Proshutinsky, Andrey, et. al., An Array of Ice-Based Observatories
for Arctic Studies, Eos, Vol. 85, No. 46, 16 November 2004. |
HTML version of workshop report:
Ice-Based Observatories:
A strategy for improved understanding of the Arctic atmosphere-ice-ocean
environment within the context of an Integrated Arctic Observing System
Report from the international workshop sponsored by
The National Science Foundation
Woods Hole Oceanographic
Institution
June 28-30, 2004
Woods Hole, MA
Compiled by
A. Proshutinsky, A. Plueddemann, J. Toole and R. Krishfield from
the contributions of workshop participants
November 12, 2004
CONTENTS
Executive Summary
1. Introduction
2. The role of Ice Based Observatories
(IBOs) in an Arctic
3. Requirements and Challenges for
IBOs
3.1. Spatial and temporal coverage of an IBO array
3.2. Principal elements of an IBO
3.3. New technologies and sensors for IBO
3.4. Integration of fixed and mobile assets
3.5. Coordination and oversight
3.6. IBO deployment and logistics
3.7. IBO data reporting and distribution
4. Summary and Recommendations
4.1. Requirements and Challenges
4.2. Distinguishing features of the IBO concept
4.3. Proof of concept: IBO prototypes in the field
4.4. Recommendations
Acknowledgments
Appendix 1: Plans for Arctic Observing
Systems
A1.1. Study of Environmental
Arctic Change (SEARCH)
A1.2. Arctic Ocean Observing
System (AOOS)
A1.3. Hybrid Arctic Float Observation
System (HAFOS)
A1.4. Arctic Acoustic
Thermometry and Tomography
A1.5. Arctic Ocean Monitoring System (AOMS)
Appendix 2: The International Arctic Buoy Program
Appendix 3: Elements of an Ice-Based Observatory
A3.1. Atmosphere
A3.2. Sea-ice
A3.3. Ocean
A3.4. Biology and chemistry
A3.5. Geochemistry (tracers)
Appendix 4: A vision for interaction of autonomous
and Lagrangian platforms with Ice-Based Observatories
Appendix 5: Abstracts of Workshop Presentations
Appendix 6: List of Workshop Participants
Appendix 7: List of Acronyms
Executive Summary

An NSF-sponsored workshop entitled “Arctic Observing Based
on Ice-Tethered Platforms” was held at the Woods Hole Oceanographic
Institution in Woods Hole, MA from June 28-30, 2004. The assembly
of 55 workshop participants from 8 countries that included Arctic
scientists, engineers, industry representatives and program managers
was tasked with identifying requirements for and components of the
next generation of ice-based technologies for observing systems
in the Arctic Ocean. Instrument development and project coordination
were also discussed. The most important general conclusion of the
Woods Hole workshop was that practical, cost-effective and proven
Ice-Based Observatory (IBO) designs presently exist, can be readily
extended to provide interdisciplinary observations, and should be
implemented expeditiously as part of a coordinated effort to observe
the coupled Arctic atmosphere-ice-ocean system. Specific recommendations
were:
- A relatively simple and robust IBO array, based on presently
available technology, should be implemented immediately as part
of a stepwise ramp-up to a multi-component, interdisciplinary Arctic
observing system. An international body will be required to coordinate
the various national programs (eliminate overlap, insure no data
holes) and insure compatibility of data and their widespread distribution.
- The 25 years of International Arctic Buoy Program (IABP) drift
trajectories, existing data climatologies and available numerical
simulations should be exploited to derive insight to optimal array
design, deployment strategies, sampling intervals, and expected
performance of an IBO array.
- Since ice-based observations at a given site may consist of
a distributed set of subsystems developed by multiple PIs, the logistical
infrastructure for getting to the deployment sites is one of the
most important shared assets of the observing system. A long-term,
internationally coordinated logistics plan should be developed as
an essential component in establishing an IBO array.
- IBO designs should provide accommodation for novel sensors,
acoustic receivers, and communication and navigation capabilities
for mobile platforms. Emerging technologies for Arctic observation
(including but not limited to: unattended biological and chemical
sensors, electromechanical sensors, autonomous oceanographic vehicles
and drifters, and unmanned aerial vehicles) should be developed
within the framework of an integrated Arctic observing system.
Ice-based instrument systems are a proven means of acquiring unattended
high quality atmosphere, ice, and ocean data from the central Arctic
during all seasons. Arctic Change is ongoing and measurements need
to begin now. An array of IBOs, deployed and maintained throughout
the central Arctic, is envisioned to observe the spatial structure
and annual to decadal variations of the polar atmosphere-ice-ocean
environment as one component of a coordinated Arctic Observing System
1. Introduction

The Arctic Ocean's role in global climate - while
now widely appreciated - remains poorly understood. Lack of information
about key processes and their interconnectivity within the oceanic,
cryospheric, biological, atmospheric and geological disciplines
will continue to impede physical understanding, model validation,
and climate prediction until a practical observing system is designed
and implemented. A review of recently observed changes in the physical
and biological state of the Arctic and a justification for future
Arctic observations are contained in the supporting document of
the U.S. National Science Foundation’s “Study of Environmental
Arctic Change” program (SEARCH; http://psc.apl.washington.edu/search/).
Comparable Arctic study programs have been conceived as an international
contribution to the proposed International Polar Year 2007/2008
(http://www.aosb.org/ipy.html).
Future directions in instrument development for Arctic studies were
also considered at a workshop at the Monterey Bay Aquarium Research
Institute in autumn 2002 (http://www.mbari.org/rd/ArcticInstrumentationWorkshop).
An important product of all of these discussions is a coherent
vision for future Arctic research and observations. Three main components
of this vision have been identified: (1) manned expeditions with
enhanced capabilities; (2) basin-wide networks of autonomous ice-based
instrument systems, bottom-anchored sensors and mobile platforms;
and (3) cabled oceanographic observatories.
Following up on the second of these themes, an international workshop
entitled “Arctic Observing Based on Ice-Tethered Platforms”
was held at the Woods Hole Oceanographic Institution in Woods Hole,
Massachusetts, USA from June 28 to 30, 2004. The assembly of 55
workshop participants from 8 countries that included Arctic scientists,
engineers, industry representatives and program managers was tasked
with identifying requirements for and components of the next generation
of ice-based technologies for observing systems in the Arctic Ocean
as part of a coordinated effort to observe the coupled Arctic atmosphere-ice-ocean
system.
The idea of ice-mounted instruments or drifting
ice-anchored buoys is certainly not new. The first scientific drifting
platform was Nansen’s Fram (1893-1896) which, over a three
year period, drifted with the ice across the Arctic while making
atmospheric and oceanic observations. A similarly remarkable scientific
expedition that involved drifting on a sea-ice floe was accomplished
by the USSR in 1937. That drift continued for 274 days, during which
time the station traveled more than 2600 km. This began the "North
Pole" station investigations that opened a new era in Arctic
studies. From 1937 to the present, multinational drifting stations,
ice camps and icebreaker programs have provided very important information
from the Arctic. Autonomous instruments have become an increasingly
important source of Arctic data. Since 1978, observations from the
International Arctic Buoy Program (IABP) have contributed significantly
to polar science by returning meteorological and sea-ice drift data
for real-time operational requirements and research purposes (http://IABP.apl.washington.edu/Citations).
Buoys with subsurface instrumentation have also been used with great
success. Between 1985 and 1994, the Polar Science Center, University
of Washington deployed 24 Polar Ocean Profiler (or SALARGOS) data
buoys. And from 1992-1997, the Woods Hole Oceanographic Institution
(WHOI) in collaboration with the Japan Agency for Marine-Earth Science
and Technology (JAMSTEC) developed and deployed six Ice-Ocean Environmental
buoys (IOEB; http://ioeb.whoi.edu/index.htm).
Since 2000, JAMSTEC Compact Arctic Drifter (J-CAD) buoys (http://www.jamstec.go.jp/arctic/J-CAD_e/jcadindex_e)
have been measuring the structure of upper-ocean currents and water
properties under multi-year ice floes. Also beginning in spring
2000, an international research team supported by NSF has conducted
annual expeditions each April to the North Pole to service and install
an ensemble of autonomous scientific platforms, including a variety
of sensors and instrument systems, collectively called the North
Pole Environmental Observatory (NPEO, http://psc.apl.washington.edu/northpole/).
Experience gained in these studies was discussed by workshop participants
and used to develop the concept of an array of ice-based instrument
systems or Ice-Based Observatories (IBOs) necessary to satisfy the
needs of international multidisciplinary Arctic study programs.
This workshop report is organized as follows: Section 2 discusses
how an IBO array fits into an overall Arctic Observing System, Section
3 describes the requirements and challenges for development and
implementation of IBOs, and Section 4 provides a summary of key
points from the workshop and recommendations for IBO development
and implementation. The first four appendices provide further details
about international Arctic observing programs, the specifics of
interdisciplinary observations from IBOs, and a possible scenario
for interaction of autonomous and Lagrangian platforms with IBOs,
respectively. The fifth appendix contains all submitted workshop
abstracts and the sixth appendix contains a list of workshop participants.
2. The Role of Ice-Based
Observatories in an Arctic Observing System

There are many national and multinational initiatives for Arctic
observations. Some are still in the planning stage, whereas others
are already being implemented or are well established. Five prominent
Arctic observing concepts were reviewed at the workshop: 1) the
Study of Environmental Arctic Change (SEARCH) Observational System,
including NOAA’s enhanced network of ice mass balance and
upper ocean buoys; 2) the Arctic Ocean Observing System (AOOS) prepared
for the International Polar Year in 2007-2008; 3) a Hybrid Arctic
Float Observation System (HAFOS); 4) an acoustic-based observing
network; and 5) an Arctic Ocean Monitoring System (AOMS) developed
at the Instrumentation for Arctic Ocean Exploration workshop. Detailed
descriptions of each of these concepts are included in Appendix
1, and a description of the ongoing IABP is given in Appendix 2.
It was noted at the workshop that each of the Arctic observing concepts
included ice-based observatories of some type as a central element.
It is clear from the various observing system designs that numerous
tools can be applied to the study of the Arctic environment, including
satellite remote sensing, autonomous ice-based buoys and drifting
stations, ocean moorings, icebreaker-based field campaigns and hydrographic
transects, cabled observatories, mobile platforms (e.g., drifters,
profiling floats, gliders, Autonomous Underwater Vehicles (AUVs),
Unmanned Aerial Vehicles (UAVs)) and numerical models. For example,
satellite remote sensing provides the large-scale snapshots of such
basic parameters as ice distribution, melt zone, and cloud fraction
at intervals of half a day to a week. Buoys and moorings can contribute
high temporal resolution and can measure parameters currently unavailable
from space including ice thickness, internal ice temperature, and
ocean temperature and salinity. Field campaigns can be used to explore,
in detail, the processes that govern the ice cover. Numerical models
can be used to assess the character of the changes in the ice cover
and predict the impact of these changes on other elements of the
climate system. Thus, an IBO array was seen as a critical element
for observation of the atmosphere-ice-ocean system in the Arctic,
but it was recognized that such an array must be integrated with,
and complementary to, other observational and modeling components
to create a comprehensive Arctic observing system.
A subset of existing observation approaches are compared in Table
1. The principal advantages of the IBO approach, based loosely on
the ice-tethered buoy platform, are modest cost (allowing an array
of observatories to be deployed), unattended operation, and long
duration. The principal limitation is spatial coverage: IBOs are
best suited to multi-year pack ice in the central basins (Figure
2.1). Moreover, due to ice drift, uniform data coverage requires
continuous re-seeding of observatory nodes.

It was concluded that IBOs must be a key element
of any comprehensive Arctic observing system, that IBOs are complementary
to existing and planned observing system elements, and that IBO
development should explicitly consider integration with other observing-system
elements (e.g. satellites and other mobile and fixed platforms,
see Sec. 3.4). An IBO network affords extraordinary
opportunities for outreach activities, because of the public interest
in both the Arctic and climate change. Data can be streamed to public
web sites in near-real time, as can photographs and commentaries
from field camps. The breadth of activities affords considerable
opportunities to engage the next generation of researchers in such
diverse fields as computer science, engineering, biology, chemistry
and geophysics.

3. Requirements and Challenges for Ice-Based
Observatories

Workshop participants identified IBO’s as automated, drifting,
ice-based sensor systems providing comprehensive data from the Arctic
environment and incorporating the multidisciplinary needs of biological,
chemical and physical oceanography, as well as different aspects
of atmospheric and sea-ice studies. Moreover, in addition to supporting
suites of sensors, these observatories may also serve in a network
of acoustic receivers, as data transmission nodes and navigation
beacons for autonomous vehicles operating between the stations.
The basic requirements identified at the workshop for a future
generation of ice-based unmanned platforms are:
• Observation and real-time reporting, with high vertical
resolution and high accuracy, of an interdisciplinary suite of parameters
from the near-surface atmosphere, sea-ice, and upper ocean for multiple
years (assuming deployment on robust ice floes) at temporal resolutions
appropriate for each parameter;
• Ease of deployment from landed aircraft and helicopters
in addition to deployment by icebreaker;
• Modest cost, allowing them to be deployed in large numbers
(analogous to the present IABP) and, in some cases, to be considered
expendable;
• Accommodation, through standard interface and communication
protocols, of future surface and/or subsurface instrumentation,
including acoustic communication (for data transfer, and navigation)
with other mobile and fixed platforms.
A more detailed description of IBO requirements, and associated
challenges, are in the following sections.
3.1. Spatial and temporal
coverage of an IBO array

Recent observations and modeling results indicate that the Arctic
system is particularly sensitive to and of considerable importance
in the dynamics of global change. Our understanding of the Arctic's
sensitivity and dynamic linkages is hampered by poorly known oceanic
variability. Since the Arctic Ocean is an important climatic component
of both the Arctic and the global system, knowledge of the Arctic
Ocean changes based on sustained observations is essential to correctly
interpret processes of atmosphere-ice-ocean interactions and their
relation to the climate change problem.
The Arctic Ocean area can be subdivided into several sub-regions
according to objective parameters that characterize their climate
and its variability. For example, regions which are covered by sea-ice
year round and regions where sea-ice coverage changes seasonally
need different instruments and supporting platforms. Similarly,
its area can be sub-divided according to bathymetric features and
natural boundaries of the Arctic Ocean, using straits, marginal
seas, and deep basin boundaries. Likewise, the Arctic Ocean can
be described according to natural layers or water masses, which
in general, include surface water, Pacific Water, Atlantic Water
and deep water masses. In these contexts, the observation strategy,
tactics and instrumentation requirements vary substantially. In
theory, it is necessary to include all possible regions, water mass
and layers and processes of the Arctic Ocean, but in practice it
is important to formulate priorities and determine major scientific
problems that can be most readily addressed.
As initially conceived, a typical IBO was considered to be deployed
in the multi-year pack ice of the central Arctic basin and include
a long "tether", or vertical instrument string, that would
penetrate several hundred meters into the water column. Figure 3.1.1
schematically shows different elements of the Arctic Ocean and identifies
spatial and temporal boundaries for this region. In the permanent
ice zone, one sees that IBOs with tethers as long as 800 m are able
to sample at least 40% of the Arctic Ocean area (excluding the Bering
and Greenland Seas, and bays within the Canadian Archipelago). Due
to its permanent ice cover and remoteness, this region remains the
most inaccessible part of the world, which also makes it particularly
attractive for sustained autonomous observations.

The perennially ice covered region is where observations have been
obtained by IABP buoys and North Pole drifting stations. Experienced
gained in these programs should be used to guide design, coordination
and implementation of future IBO arrays. In particular, IBOs are
expected to drift similarly to IABP buoys so IABP trajectories may
be used to evaluate IBO array designs. Figure 3.1.2 indicates that
IBOs deployed in multi-year ice could probably cover the central
Arctic basins where water depths are everywhere greater than ~800
m.
Based on these considerations, the workshop primarily concentrated
on the means for sustained observations in central Arctic Ocean
(water depths > 800m). The participants mainly considered long-tethered
IBOs that would operate in deep waters up to the continental margins
of the Arctic Ocean, but not encompass the shelf seas. Arctic shelf
seas were not considered a target location for long-tethered IBOs
because, in addition to being shallow, they tend to have few multi
year ice floes that can support the systems year round. It is noted
however that a significant number of IABP trajectories have transited
areas shallower than 800 m (e.g. on the Chukchi and Beaufort Shelves),
suggesting IBOs with reduced-length tethers may in fact be able
to survive for long times in some of these regions.
Arctic shelves represent half of the Arctic Ocean surface area
and have major physical, biological, and chemical influences on
the deep basins. For example, the advection of fresh water from
river run-off, the formation of new ice and brine-enriched shelf
waters play a significant role in the formation of the cold halocline.
It was thus recognized that there are compelling incentives to consider
options for IBO deployment on shallow shelves, in seasonal ice zones,
and in regions of highly deforming ice (e.g. simple, inexpensive
IBOs with real-time data reporting capability designed to be "sacrificial"
after a finite lifetime). It was proposed that, in combination with
cable observatories, floats, AUVs, etc., simultaneous technological
development of IBOs suited by cost and configuration to deployment
and operation in this extremely dynamic sea-ice environment is needed
to address the challenge of Arctic shelf monitoring.

In similar spirit, a different mix of instrumentation will be required
to observe narrow, topographically-constrained boundary currents,
the deep exchange flows between the Arctic sub-basins and the inflows
and outflows between the Arctic and subpolar oceans. Here, bottom
anchored arrays would seem most appropriate. The present workshop
focused on IBO's.
From the 25 years of archived IABP drift trajectories, with concomitant
fields of physical ocean variables, has come some understanding
of cycles on seasonal and longer time scales. Individual IBOs will
continue to sample these fields and cycles in an irregular pattern
over space and time. An array of IBOs will sample these fields sporadically
in space, at rather low spatial resolution from an oceanographic
viewpoint and perhaps not in the best places. What will one learn
about the ocean from an array of IBOs? Could one have detected the
Atlantic/Pacific frontal shift of the early 1990s with data from
a typical array? Could one detect events of halocline ventilation?
The archived IABP buoy data set from 1978-2000 could be used to
simulate the sampling of historical data fields, in order to explore
which circulation and hydrographic features would have been revealed
by such an array of IBOs. One could also learn something about optimal
array design and density (e.g. what would be the useful life, statistically,
of an 800-m tether before grounding). Simulations of IBO system
performance for ocean chemistry and biology might also be possible
(e.g. could biological sensors be shut down for much of the year,
to conserve power?).
Figure 3.1.3 shows a very coarse time/space diagram for key physical
processes and water mass distributions in the Arctic Ocean, and
a rough indication of those processes and features that could be
observed and quantified using Ice-Based Observatory technology.
Here, a distinction is made between processes that could be observed
directly (e.g. the location of water mass fronts) and those which
indirect or statistical properties could be collected. Some features
and processes (e.g. buoyancy-boundary currents, bottom water) are
beyond the range of ITP and IBO technology.
3.2. Principal elements
of an Ice-Based Observatory

Workshop participants agreed that the capability to produce practical,
cost-effective and proven IBO designs presently exists, can be readily
extended to provide interdisciplinary observations, and should be
implemented expeditiously as part of a coordinated Arctic observing
system. A relatively simple and robust IBO array, based on presently
available technology, should be implemented immediately as part
of an incrementally developed, multi-component, interdisciplinary
Arctic observing system.
A large and diverse number of parameters and sensors are required
to detect and quantify changing Arctic conditions. It is unlikely
that a single platform will be able to accommodate all sensors and
instruments, and still meet reasonable size, weight, and power requirements,
so an observing system with multiple platforms at a single node
is necessary. Furthermore, since a full, high resolution spatial
survey for all relevant parameters is neither technically nor financially
feasible, a hierarchy of the observed fields is needed. On the basis
of this hierarchy, data from relatively cheap sensors, such as temperature
and salinity, need to be available at comparable spatial and temporal
resolution to the global Argo array. More complicated sensors, such
as oxygen, nutrients or biological parameters, are to be added at
the next level, the data from which can be evaluated in the context
of the hydrographic fields. Simple sensors of relatively low cost
and energy consumption can be mounted on basic, long duration IBOs,
while more expensive and power hungry sensors may need to be employed
on specialized, shorter duration IBOs.

The workshop participants recommended that an
interdisciplinary suite of physical, chemical, biological, and geochemical
parameters of the atmosphere, sea-ice, and ocean be obtained by
IBOs. Descriptions of the scientific motivations and specific parameters
identified during the workshop are presented briefly here (see Table
2) and in greater detail in Appendix 3.
Atmospheric studies emphasized the need to determine the Arctic
heat, humidity and momentum fluxes, and variability of radiative
and turbulent properties, in addition to obtaining standard meteorological
parameters (air temperature, barometric pressure, wind direction
and velocity, etc). Sea-ice studies focused on measurements of the
thermodynamics (growth, decay, and mass balance, including consideration
of the snow cover and radiative properties) and the dynamics (deformation,
ridging, and failure). Physical oceanographic studies primarily
seek pressure, temperature, salinity and current measurements to
understand the ocean circulation, freshwater and heat contents,
vertical structures, water masses and other physical parameters.
An improved understanding of surface fluxes, finescale to mesoscale
ocean variability, and mixing processes were also considered important
to better predict changes in the ice-ocean system. Biological and
chemical studies stressed the need to understand processes occurring
under the ice during winter, and to evaluate the seasonal and interannual
variability of numerous biological and chemical parameters (nutrients,
dissolved oxygen and other gases, PAR, fluorescence, optical, etc.)
in the atmosphere, sea-ice and ocean on the same temporal and spatial
scales as the physical variables. Geochemical tracer studies provide
information about freshwater, ocean circulation and mixing processes
that cannot be derived from physical measurements alone. While historically
these tracer data have primarily been obtained by shipboard collection
of water sample and subsequent analysis, it is important to pursue
next-generation sensors (such as new sensors based on inline reaction
chemistry, optical measurements and microfluidic systems) for integrating
geochemical and biogeochemical measurements into autonomous IBOs.

The capability to transmit near-real time data back to the laboratory
is an essential ingredient of an IBO. At high latitudes, only a
few options currently exist. The Argos data collection service has
been a low bandwidth option for many years. Relatively recently,
the Iridium Satellite System has made higher bandwidth mobile voice
and data cellular telephone communications available for all latitudes,
at reasonable cost and power requirements.
Another important element of an IBO that is necessary to ensure
longevity of the system, are mechanisms that deter interference
by animals. Polar bears and foxes are the principal offenders that
may destroy or render inoperable an ice-based platform. Buoy packages
and any instruments or sensors which protrude from them (such as
antennae and meteorological masts) may be pushed over, removed,
or destroyed by bears. Bears are also particularly fascinated by
moving things like anemometers. Cables are especially susceptible
to digging and chewing by foxes, as well as handling by bears. The
design of IBOs should certainly recognize these risks and should
tap into existing expertise on animal deterrence to create the best
defenses.

3.3. New Technologies
and Sensors for Ice-Based Observatories

Despite the excitement over ideas for new technology that were
presented at the meeting, the consensus of scientists (as distinct
from technology proponents) appeared to favor a relatively simple
platform (at least for now) to keep IBO implementation costs relatively
low. On the other hand, new sensor technology is required for sampling
in all regions, not only the Arctic. From this view point, new sensors,
and lower power versions of existing proven devices, should be endorsed
within an initiative for new technologies for all oceanographic
disciplines worldwide. At the same time, it must be recognized that
there are additional challenges for developing instrumentation for
polar regions, so that all new technology may not be applicable
to the Arctic environment.
For example, new micro- and nano-fabrication capabilities have
revolutionized sensory systems. Micro and Nano ElectroMechanical
Systems (MEMS and NEMS) have many advantages over their macro-scale
counterparts. Low cost, small volume and weight, and low power consumptions
are among the many attractive features of MEMS and NEMS sensors.
MEMS/NEMS sensors can play a major role in the next generation of
atmosphere-ice-ocean measurement systems. In order to reliably operate
in harsh oceanic conditions (including polar regions), special MEMS/NEMS
sensors must be designed. However, such developments have been limited
due to the lack of immediate commercial interest. It is anticipated
that the Arctic research community will benefit significantly from
the development of MEMS/NEMS sensors for scientific applications,
including polar regions.
Unmanned aerial vehicles (UAVs), and in particular
micro aerial platforms, are expected to introduce extraordinary
capabilities for measurement and imaging in the polar region. Such
vehicles are able to operate from land bases close to the area of
interest or even from ice-based platforms. For more details and
a summary refer to the presentation abstract by K. Monseni in Appendix
5.
3.4. Integration of
fixed and mobile assets

Because the Arctic region is data-poor and so hard to access, the
Arctic Ocean is a good candidate location for concerted multi-platform,
multi-sensor studies that rely on automated and autonomous systems
that include fixed and mobile assets. Fixed assets or platforms
include cabled observatories, mooring networks, beacons and acoustic
transmitters while mobile assets or platforms include drifters,
profiling floats, gliders, Autonomous Underwater Vehicles (AUVs),
and Unmanned Aerial Vehicles (UAVs).
Three levels of integration are envisioned at
this time in order to develop IBOs and promote the IBO concept within
a more comprehensive and multi-faceted Arctic observing system.
The first level is integration of multiple sensors and platforms
within an IBO “node”. Second, it is necessary to determine
how the IBOs fit into an integrated system for Arctic observations.
Third, because different elements of an Arctic Observing System
have been proposed by different institutions, countries, and scientific
groups (see Appendix 1), and it is likely that
they would be funded independently, an integration and coordination
effort is needed to ensure that the deployed systems can communicate
with each other to some agreed upon extent (i.e. providing core
data to a central telemetry system in a compatible format) without
over-complicating the system to the point of lowering its flexibility,
usefulness or reliability.
Integration among elements of an IBO node: Various sensor packages
are available as autonomous instruments and could be integrated
to form an IBO node with a common energy supply and data telemetry
system. Integrating these systems, however, is time consuming and
susceptible to error. It may therefore be more effective to deploy
a suite of independent instruments in close proximity, enjoying
the benefit of joint logistics (transport for deployment, maintenance
and potential recovery), but being operationally independent once
deployed. This system is simpler, and is likely to benefit from
shorter development time, lower deployment cost and smaller risk
of failure than more complex systems. If one component fails, the
other instruments will keep on working. For example, an effective
scheme might be to deploy an ice tethered profiler and an acoustic
ranging and communication station next to each other instead of
installing sound sources and receivers on the profiling cable. Despite
the appeal of independent subsystems, it may still be cost effective
and logistically convenient to share data among the subsystems and/or
utilize a common telemetery system for data transmission via satellite
to ground stations. A dedicated study may be needed to optimize
the design of IBO nodes, including identifying the demanding needs
of multi-disciplinary sensors and instruments.
Integration of fixed and mobile assets with an IBO node: IBOs ability
to interact with fixed and mobile platforms can be exploited to
benefit an overall Arctic observing system. For example, data uplink
from subsurface moorings by means of an AUV or glider serving as
a data shuttle. This could reduce costs whereby some moorings would
then not require recovery for data return. Another example would
be IBOs serving as navigation beacons for long-range AUVs running
Arctic transects. Thus, accommodation should be made, through adoption
of standard interface and communication protocols, for future surface
and/or subsurface instrumentation. This would include acoustic communication
(for data transfer, and navigation) with mobile platforms. The most
important recommendation would be to ensure first that in addition
to standard protocols for data transfer via satellite uplink, the
IBOs have also the ability to exchange data with mobile platforms
(undersea vehicles, gliders and either floating or other ice-surface
vehicles), vessels (both surface and submarine), and aircraft, using
both acoustic and radio frequency, such that the data collected
will be retrievable by multiple pathways. This capability needs
to be managed to minimize power drain (e.g., through scheduling
or when data volume reaches a specified level), while remaining
reliable, and robust, i.e., such that the failure of a single antenna
or transmitter doesn't result in data loss. At a minimum, the IBO
should be able to accept data from known floats and gliders, and
transmit its data through Service Argos or Iridium satellite constellations.
All mobile observing systems to be used under the ice need acoustic
navigation. It is therefore of high priority to develop standards
for navigation beacons. The highest priority is to determine the
sound frequency and to ensure that deployed sound sources are compatible
with all potential systems that are now under development. These
problems are planned to be resolved under activities of the US-NSF
PLUTO concept (Polar Links to Undersea Telecommunications and Observatories)
which is a particularly versatile concept that would link acoustic
tomography, cabled observatories, moorings, gliders and AUVs to
provide coordinated synoptic Arctic data sets. Low frequency transmissions
at 40 Hz would permit basin-wide acoustic tomography. However, the
sound sources would be large and difficult to deploy and the accuracy
of this band for navigation has yet to be determined. Transmitters
at the medium frequency range of 260 Hz are small enough to be used
on moorings and IBOs, but the effective range for this frequency
is an open research question and is still under debate. Transmissions
at 260 Hz seem to be promising from experience in the Weddell Sea
where ranges of more than 600 km were obtained, but the use of the
same frequency in the Arctic has resulted in significantly smaller
range (~100 km in winter). If deployed on drifting IBOs the acoustic
devices must be able to transmit their position, and therefore a
code for transmission of position must be developed for common use.
A possible scenario for interaction of autonomous and Lagrangian
platforms with IBOs is presented in Appendix 4, which could be used
as a starting point for IBO design and implementation.
3.5. Coordination and
oversight

No single institution can claim sufficient expertise to fully support
an Arctic observing system, therefore coordination of the efforts
of several institutions from different countries will be essential
for the successful development and implementation of a comprehensive
system. Multilevel international, interagency, and inter-institutional
coordination is needed for design, fabrication and implementation
of an IBO array in the Arctic. Several levels of coordination may
be needed at different stages of system development, implementation
and management. These stages include: IBO system design, fabrication,
and deployment, and the receipt, archiving, processing, and distribution
of data from the array. Accordingly, it is necessary to coordinate
sensor characteristics, inter-calibration procedures, deployment
and recovery operations, logistics plans, data extraction, processing
and distribution, reporting procedures, and, finally system improvements
in order to satisfy changing scientific goals and objectives which
will accompany this project as the results are processed and digested.
A specific level of coordination is expected in order to integrate
and synthesize observational studies with other Arctic study efforts
(remote sensing, land-base observational network, process studies,
modeling activity, etc.). Formal coordination could be done through
three core bodies:
• Science Oversight Committee
• International Coordination Committee
• Executive office
A Science Oversight Committee would play a key role in formulating,
consolidating and coordinating scientific problems to be solved
by an IBO array, and its integration into an Arctic Observing system.
This committee would also consider the strategy and priorities of
IBO array development and implementation, and respectively determine
necessary steps in system improvements and changes in the future.
There are several examples of managing operational observational
oceanic projects such as Argo and IABP. This experience should be
evaluated and modified accordingly, in order to take into account
specific characteristics and limitations of the IBO project (multidisciplinary
needs of biological, atmospheric, cryospheric and oceanic science;
vast amount of information because of high vertical resolution and
multi-sensor arrays; real time reporting, including communication
with mobile and moving assets).
An international body (International Coordination Committee) will
be required to coordinate the various national programs (eliminate
overlap, insure no data holes), create and maintain an efficient
logistical structure to ensure the initial deployment and re-seeding
of the array, and insure compatibility of data, their widespread
distribution, and their storage in a robust and accessible archive.
Arctic Change is ongoing and it is important to develop the IBO
system quickly to monitor these changes. A stepwise ramping up of
the multi-component system is needed, with accommodation for further
components that can be added according to progress in sensor development,
knowledge of Arctic change, and funding possibilities. The first
step should be to bring into operation IBOs as a measurement system
using existing sensors because few navigation, communication and
power supply problems are expected with these. Later, additional
components can be added as they become available, and/or are deemed
necessary. Simultaneously, technological development of autonomous
platforms (e.g., drifters, profiling floats, gliders, AUVs, and
UAVs) should be promoted such that these technical hurdles can be
cleared for these platforms, as well. An operational center with
an executive office is needed to get the real work of logistics
coordination, field deployment, and data collection/archiving done.
The workshop recommends a call for proposals to run such a center.
3.6. IBO Deployment
and logistics

The types of proposed IBOs discussed at the workshop
would generally require a moderate field operation for deployment,
as well as for maintenance or recovery of certain specialized systems.
For instance, deployment of an ice-tethered platform with subsurface
instrumentation typically requires occupation of an ice floe, drilling
a hole through the floe, installing the subsurface tether and instruments
(usually with a mechanical tripod), and attaching the surface package
and sensors. While some simple air beacons may be easily deployed
by dropping from airplanes, masts with more complex meteorological
sensors and Ice Mass Balance (IMB) buoys also require occupation
of an ice floe and drilling holes for installation. Since an IBO
would consist of a combination of these platforms, logistics associated
with some type of field operation on the ice represents a shared
asset. Accordingly, a long-term logistics plan would be an essential
complement to scientific and technical plans to deploy an array
of IBOs in the Arctic. The ARCUS produced, NSF sponsored report
“Arctic Research Support and Logistics: Strategies and Recommendations
for System-scale Studies in a Changing Environment” (available
at http://www.arcus.org/Logistics/logistics03)
should be considered in this regard.
IBOs would be particularly well suited to sustain
observations in the deepest, most inaccessible regions of the central
Arctic basins (see section 3.1). Logistically,
the challenge in the perennial ice is remoteness and difficulty
of access by ships (high cost of heavy icebreakers) and aircraft
(range limitations and landing sites). IBO deployments would not
necessarily need their own (costly) single purpose cruise, but could
inexpensively be deployed during other expeditions on an opportunity
basis. Ship use would allow comprehensive surveys of the IBO site
to be made at the time of the deployment, which would be useful
in interpreting IBO data. The more remote parts of the IABP array
have always been maintained via air drops from long-range patrol
aircraft, but air dropping of the types of IBOs discussed at the
workshop would probably not be practical. In the past, USN submarines
have made some contribution to IABP deployments and could possibly
be used to deploy IBOs.
Another possibility is the identification of 'seeding' sites, convenient
locations from which IBOs might distribute themselves over the Arctic
Basin through ice drift over time. The histories of IABP trajectories,
in conjunction with existing numerical simulations, provide the
most useful existing information for the exploration of this concept.
However, the basins only represent less than half of the area of
the Arctic Ocean, and specialized IBOs should also be deployed over
the shallow continental shelves, which are typically characterized
by seasonal ice cover. In the seasonal ice zone, the challenge is
associated less with difficulty of access than with required timing
of access. Seeding may be required at intervals of few months. Seasonal
cycles of other societal activity (e.g. marine re-supply) and darkness
may be limiting if aircraft landings or the presence of a ship is
required.
3.7. IBO Data reporting
and distribution

The workshop concluded that in order for the IBO array implementation
to be valuable to the greater scientific community, usable products
must be generated, such as the IABP datasets distributed by the
Polar Science Center at the University of Washington, Seattle. It
was noted that quality controlled, gridded fields combining the
results from a critical mass of IABP buoys (tens or hundreds) over
many years have served as the basis for many previous and ongoing
climatologic studies and have reportedly been of greater interest
to the community than raw time series from individual buoys. This
was probably true for the range of Arctic research activities in
the past; however, under the present conditions of Arctic change,
for the purpose of developing comprehensive models of Arctic processes,
and for the requirements of Arctic Ocean reanalysis problems formulated
by SEARCH, it is extremely important to have at least two IBO products:
• Information for scientific and operational needs (data
assimilation for Arctic reanalysis, submarine navigation, process
studies, remote sensing and modeling data validation). For these
purposes, the data, once retrieved, should be vetted through a relatively
simple preliminary processing and quality control, and made publicly
available in near-real time with the accuracy and time resolution
that it was collected at and stored in a publicly accessible format
in an internet-accessible database, so a broad range of scientists
could immediately obtain and analyze the operational data. Data
standards exist for profile data through Argo and JCOMM, and are
being coordinated through CliC and WCRP. Therefore it is recommended
that IBO data formats should be coordinated with existing standards
of data distribution and exchange.
• A second level of data reporting and distribution, similar
to the IABP datasets. These products should include high quality
time series of all parameters, gridded fields, and derived characteristics
(such as freshwater and heat content, water mass composition, etc.)
and provide higher levels of data analysis useful for a broader
range of Arctic community interests. These products should be consolidated
monthly and/or annually, depending on community needs and recommendations.
The workshop general consensus is that IBO data needs to be available
in real time via the internet if possible, otherwise as soon as
possible thereafter. It is recommended that the operational needs
and the secondary level of data reprocessing and distribution be
provided by the IBO executive office and its personnel under control
of the coordination and oversight science committees.
4. Summary and Recommendations

Experience gained in previous studies was used by workshop participants
to develop the concept of an array of ice-based instrument systems,
or Ice-Based Observatories (IBOs) that would satisfy the needs of
international Arctic science programs. Workshop participants identified
IBOs as automated, drifting, ice-based sensor systems providing
comprehensive data from the Arctic environment and incorporating
the multidisciplinary needs of biological, chemical and physical
oceanography, as well as different aspects of atmospheric and sea-ice
studies. Moreover, in addition to supporting suites of sensors,
these observatories may also act as a network of acoustic receivers,
data transmission nodes for a mooring network and various autonomous
platforms, and navigation beacons for autonomous vehicles operating
near or between stations.
4.1. Requirements and
Challenges

The basic requirements identified at the workshop for a future
generation of ice-based unmanned platforms are:
• Observation and real-time reporting, with high vertical
resolution and high accuracy, of an interdisciplinary suite of parameters
from the near-surface atmosphere, sea-ice, and upper ocean for multiple
years (assuming deployment on robust ice floes) at temporal resolutions
appropriate for each parameter;
• Ease of deployment from landed aircraft and helicopters
in addition to deployment by icebreaker;
• Modest cost, allowing them to be deployed in large numbers
(analogous to the present IABP) and, in some cases, to be considered
expendable;
• Accommodation, through standard interface and communication
protocols, of future surface and/or subsurface instrumentation,
including acoustic communication (for data transfer, and navigation)
with mobile platforms.
Although much of the necessary IBO technology already exists and
routine observations are presently underway using the IBO concept,
there are a variety of challenges that must be addressed en route
to the development of a comprehensive multi-disciplinary IBO array.
Workshop participants agreed that platform instrumentation should
be improved by continued development of profiling systems for atmosphere,
ice and ocean with the goal of sampling biological and chemical
variables on the same spatial and temporal scales as physical variables
in order to separate biological and /or chemical transformations
from changes due to physical mechanisms. Profiling systems for many
physical variables are presently available or easily adapted for
routine use in the Arctic, whereas apart from oxygen and nitrate
sensors, bio-chemical profiling systems will require additional
development effort. Relating to the platforms themselves, it was
noted that IBOs would be best suited to deployment in perennial
pack ice. However, the seasonal sea-ice zone accounts for a majority
of the northern marine cryosphere, and most of this is in shallow
water (<500 m). Specialized IBO designs will likely be needed
for the seasonal ice zone, platform lifetimes will be short, and
frequent re-deployments will be required. Alternate technology (e.g.
profiling floats) may also be required. Finally, the integration
of mobile assets with IBOs needs to be addressed in design studies.
There are specific technological issues (e.g. navigation, communication
and energy transfer) relating to interactions among IBOs, floats,
gliders and AUVs that should be addressed concurrently with an IBO
array implementation.
4.2. Distinguishing
features of the IBO concept

The following features distinguish the IBO concept from previously
designed, developed, and implemented Arctic drifting observing platforms:
• The IBO represents and satisfies the multidisciplinary
needs of Arctic oceanic climate system covering each of the biological,
atmospheric, cryospheric and oceanic regimes;
• The IBO provides simultaneous, high vertical resolution
data over sea-ice (near surface atmospheric boundary layer), under
sea-ice (upper 800m ocean layer), and within sea-ice;
• An array of IBOs is envisioned and, similar to IABP array,
will allow coverage of more than 40% of the Arctic Basin area;
• The IBO reports in near-real time, and data from IBO are
openly available via the internet;
• The IBO provides communication and data exchange capabilities
among different observing systems including but not limiting to
AUVs, moorings, gliders, floats, cable observatories, and acoustic
tomographic systems.
The combination of features listed above makes the IBO concept
unique, and is the major accomplishment of the workshop.
4.3. Proof of concept:
IBO prototypes in the field

At least four prototypes versions of oceanic observing systems
are already operating in the Arctic, providing real time information,
including:
• IABP buoy array accompanied by IMB buoys
(see http://iabp.apl.washington.edu/,
Appendix A1.1, and abstracts by Hanna et al. and
Perovich et al. in Appendix 5)
• JAMSTEC J-CAD buoy in combination with
IMB buoys (see http://www.jamstec.go.jp/arctic/J-CAD_e/jcadindex_eand
Kikuchi et al. abstract in Appendix 5)
• WHOI’s Ice-Tethered Profiler (ITP)
in combination with IMB buoy (see http://www.whoi.edu/itp/data,
Appendix A1.5, and Krishfield and Toole abstract
in Appendix 5).
• North Pole Environmental Observatory (NPEO;
which includes Arctic Ocean Flux Buoys (AOFB), J-CADs and IMB buoys
(see http://psc.apl.washington.edu/northpole,
http://www.oc.nps.navy.mil/~stanton/fluxbuoy,
and abstracts by Stanton, Kikuchi et al., and Perovich et al. in
Appendix 5),
More information on each of these systems is also
available in the workshop presentations at: http://www.whoi.edu/science/PO/arcticgroup/projects/ipworkshop_presentations.html.
Therefore, practical, cost-effective and proven IBO designs presently
exist, can be readily extended to provide interdisciplinary observations,
and should be implemented expeditiously as part of a coordinated
Arctic observing system.
4.4. Recommendations

Arctic change is ongoing and measurements need to begin now to
identify the causes of these changes. An array of IBOs maintained
throughout the Arctic Ocean interior is envisioned to observe the
spatial structure and annual to decadal variations of the polar
atmosphere-ice-ocean environment. Practical, cost-effective and
proven IBO designs presently exist, can be readily extended to include
interdisciplinary observations, and should be implemented expeditiously
as part of a coordinated Arctic observing system. Specific recommendations
were:
• A relatively simple and robust IBO array, based on presently
available technology, should be implemented immediately as part
of a stepwise development of a multi-component, interdisciplinary
Arctic observing system. An international body will be required
to coordinate the various national programs (eliminate overlap,
insure no data holes) and insure compatibility of data and their
widespread distribution.
• The 25 years of IABP drift trajectories, existing data
climatologies and available numerical simulations should be exploited
to derive insight to optimal array design, deployment strategies,
sampling intervals, and expected performance of an IBO array.
• Since ice-based observations at a given site may consist
of a distributed set of subsystems developed by multiple PIs, the
logistics infrastructure for getting to the deployment sites is
one of the most important shared assets of the observing system.
A long-term, internationally coordinated logistics plan should be
implemented as an essential complement to scientific and technical
plans for an IBO array.
• IBO designs should provide accommodation for novel sensors,
acoustic receivers, and communication and navigation capabilities
for mobile platforms. Emerging technologies for Arctic observation
(including but not limited to: unattended biological and chemical
sensors, electromechanical sensors, autonomous oceanographic vehicles
and drifters, and unmanned aerial vehicles) should be developed
within the framework of an integrated Arctic observing system.
Acknowledgments

We gratefully acknowledge contributions from all
workshop participants, and in particular the keynote speakers listed,
along with a summary of their presentations and the workshop agenda,
at http://www.whoi.edu/science/PO/arcticgroup/.
Thomas Pyle of the National Science Foundation (NSF) provided the
impetus for the workshop. Financial support was provided by NSF
through Grant No. OPP-0349416 from the Office of Polar Programs.
Appendix 1: Plans for Arctic Observing
Systems

Workshop participants acknowledged several designs
for Arctic Observing Systems, some of which are discussed below
(see also abstracts of presentations in Appendix 5
of this document and workshop Power Point presentations at the workshop
web site:
http://www.whoi.edu/science/PO/arcticgroup/projects/ipworkshop.html
.)
A1.1. Study of Environmental
Arctic Change (SEARCH)

A review of recently observed changes in the physical
and biological state of the Arctic and a justification for future
Arctic observations are contained in the supporting document of
the U.S. National Science Foundation’s SEARCH program (http://psc.apl.washington.edu/search/).

Major elements of the SEARCH observational system include Large-scale
Atmospheric Observatories and Distributed Marine Observatories (see
Figure A1.1.1). SEARCH considers sustained observations in the Arctic
Basin using IABP buoys with improved representation for the Eurasian
Basin; Automated Drifting Stations (two or three measuring atmospheric
conditions, ice mass balance, upper ocean conditions and ocean surface
heat flux); Arctic Ocean moorings in numerous locations; Arctic
Ocean hydrographic surveys which would be repeated annually and
at a minimum once per 5 years; moorings at Arctic Ocean Gateways;
sea level and ocean bottom pressure; ice thickness using ULS attached
to moorings, etc.
In general, NOAA’s plan for oceanic observatories (Figure
A1.1.2) is in agreement with the SEARCH observational plan. In this
context, the existing IABP program, as well as the NPEO, is being
enhanced with deployment of IMBs. One aspect of the NOAA’s
SEARCH initiative is to autonomously monitor changes in the thickness
of the Arctic sea-ice cover (Overland et al., 2002).

A1.2. Arctic Ocean Observing
System (AOOS)

A design for an AOOS (http://www.aosb.org,
Figure A1.2) was prepared for the International Polar Year in 2007-2008
and beyond on behalf of the Arctic Ocean Sciences Board. According
to this plan AOOS mainly will address fundamental questions and
issues concerning the Arctic ice-pack and its seasonal and interannual
variability, taking into consideration internal and external factors
(thermodynamics and dynamics) influencing the growth and decay of
sea-ice. The AOOS should operate all year long and for several years
in a quasi autonomous mode. The AOOS would be articulated around
four main components: (1) a space component based on remote sensing,
satellite data transmission and precise geolocations, (2) a surface
component based on ice-tethered platforms equipped with meteorological
and oceanographic sensors (including sea-ice), and (3) an underwater
component based on autonomous underwater ballast controlled floats
equipped with ice profiling upward looking sonars (ULS) and self
regulated gliders equipped with CTD. An integrator component, (4),
will be dedicated to data analysis and data integration in conjunction
with numerical models to bridge gaps and develop interactions and
synergies between observations and models.

A1.3. Hybrid Arctic Float Observation
System (HAFOS)

HAFOS is a vision for extension of the Argo system
of vertically profiling floats (http://www.argo.ucsd.edu/,
Figure A1.3) into the Arctic Ocean, where the presence of ice limits
use of existing designs. Since location and data transmission under
the ice is presently only possible by acoustic means, an observation
system of water mass properties and currents in the deep Arctic
or Antarctic Ocean requires the combination of different technologies.
It comprises ice resistant profiling subsurface floats, surface
drifters on the ice and moored stations. The envisioned system consist
of RAFOS (ranging and fixing of sound) type subsurface profiling
floats which obtain their position by ranging of sound sources on
moored stations. The float measures vertical profiles of temperature
and conductivity/salinity, but it does not reach the surface if
it floats under the ice. Therefore it has to store the data until
it reaches an ice free area. In this first version no real time
data can be obtained and the data are lost, if the float does not
reach open water again. Therefore a second step is planned to install
a sound source on the float (SOFAR). During the period when the
float profiles under the ice it transmits a reduced data set acoustically,
since the energy consumption for sound transmission is the limiting
factor of the system. The full data set is stored until the floats
can reach the surface in open water. Receivers are mounted on the
moorings with the sound sources for ranging which can be under a
seasonally varying or even permanent sea-ice cover and on surface
stations deployed as buoys drifting on the sea-ice. From the sea-ice
buoys data can be transmitted to satellites to be available in real
time. The development of HAFOS is planned to take 10 years. The
first steps were successful to deploy floats which will not return
to the surface under ice cover and to determine the acoustic range
in ice covered areas by use of RAFOS floats.

A1.4. Arctic Acoustic
Thermometry and Tomography

Acoustic remote sensing, namely acoustic thermometry, was first
demonstrated in the Arctic Ocean in 1994 revealing the basin scale
warming of the Atlantic Water layer. Acoustic thermometry and tomography
(Figure A1.4) provides an integrated measurement of temperature
and currents that can be applied to a variety of observational scales.
For basin scales acoustic thermometry integrates over mesoscale
and higher wave number phenomena to provide large scale averages
of temperature and heat content that are needed for climate oriented
studies and are difficult, if not impossible, to obtain with an
ensemble of point measurements, especially in the Arctic Ocean.
Measurement of transport, thermocline depth, even salinity and sea-ice
properties are also possible and are in various stages of development.

Acoustic remote sensing requires an acoustic source and hydrophones.
These can be installed on “conventional” oceanographic
moorings and can therefore extend the point measurements obtained
at the moorings with integrated measurements between the moorings.
If the acoustic capability is designed into the moorings at the
planning stages the marginal cost is comparable to other sensor
packages. Connecting such Arctic Ocean moorings back to shore is
envisioned exploiting an existing sea-shore link in the Lincoln
Sea and a planned link into the Beaufort Sea from Barrow, Alaska
providing the real-time synoptic capability
A1.5. Arctic Ocean Monitoring System (AOMS)

An NSF-sponsored workshop entitled, “Instrumentation for
Arctic Ocean Exploration: Technology for accessing the water column
and seafloor” was held at the Monterey Bay Aquarium Research
Institute in Moss Landing, CA from October 16-18, 2002. The workshop
was convened in response to the fact that: (1) the Arctic Ocean
is a high-priority target for a diverse set of scientific investigations
including key topics such as global climate change, life in extreme
environments, and the origin of life on Earth, (2) virtually all
Arctic oceanography, regardless of discipline, is limited by a small
set of common technological barriers, (3) a number of recent technological
developments present opportunities to overcome these barriers and
truly revolutionize the conduct of Arctic oceanography, and (4)
the aggregate national funding for Arctic operations, research,
and instrumentation is at alarmingly low levels after being in steady
decline for nearly a decade.
There are five over-arching technical challenges that presently
limit most types of Arctic research:
• wire and cable management within a dynamic ice pack;
• recovery of mobile platforms within ice-covered waters;
• under-ice navigation at high latitudes;
• remote monitoring of the water column and seafloor;
• maintaining an observational presence outside of the short
(summer) Arctic field season.
An important outcome of the workshop was the development of a coherent
vision for the future of Arctic research that would fundamentally
change the way observations are made in the Arctic by exploiting
the potential of new technologies to solve these technical challenges
and create a new paradigm for Arctic oceanography. The three components
of this vision are; (1) expeditions with enhanced capabilities,
(2) a basin-wide network of ice-mounted buoys and mobile platforms
(i.e. gliders, drifters, autonomous underwater vehicles), and (3)
cabled oceanographic observatories with real-time data and power
connections to shore.
In this vision (Figure A1.5), ice-tethered platforms are the key
element responsible for ocean sampling will be augmented with AUV
transects to provide synoptic observation of the Arctic basin at
regional scales. The drifting ice buoys will serve as acoustic navigation
beacons for AUV operations, and will utilize long, short, and ultra-short
baseline acoustic technologies to establish waypoints for AUV navigation
and for acoustic homing. AUVs will be developed with complementary
hardware and software to allow for operation within the buoy and
cabled network, and will utilize docking technology to allow for
data and power transfer from the fixed resources to the AUVs at
key nodes.

Appendix 2: The International Arctic Buoy
Program
The International
Arctic Buoy Programme (IABP, http://iabp.apl.washington.edu/index.html)
maintains a network of drifting buoys in the Arctic Ocean to provide
meteorological, oceanographic and sea-ice data for real-time operational
requirements and research purposes including support to the World
Climate Research Programme (WCRP) and the World Weather Watch (WWW)
Programme of the World Meteorological Organization (WMO). The IABP
consists of 23 Participants from 9 nations, and is organized as
an action group of the WMO Data Buoy Coordination Panel. Participation
in the IABP is open and voluntary. The IABP functions according
to a set of Operating Principles and Terms of Reference for the
IABP Coordinator. The IABP operates under the guidance of an Executive
Committee (Excomm) that is elected by the Participants. The directives
of the Excomm and the daily operations of IABP are carried out by
the Coordinator, acting as the focal point for the Programme, and
performing the following functions in collaboration with the Participants:
• Monitor data in near Real-Time
• Prepare and update buoy status reports and maps
• Perform data quality assurance
• Prepare and disseminate research/archival quality datasets
• Prepare and disseminate annual data reports
• Prepare annual sampling strategy
• Prepare and implement annual deployment strategy
• Conduct logistics coordination
• Coordinate payment of data transmission and processing fees
• Purchase buoys and instruments as required
• Organize and conduct annual meeting of Participants
• Maintain website with data access, news and information
• Promote IABP to attract new Participants
• Respond to requests for data and information
• Liase concerning technical, management and administrative
issues
• Promote scientific use of the data
• Provide public and educational outreach
The IABP began in 1978 and is ongoing, with a
25-plus year track record of producing real-time and research-quality
data characterizing the Arctic Ocean environment. IABP's gridded
datasets have emphasized surface air pressure, surface (2 meter)
air temperature, and large scale sea-ice velocity. In addition,
IABP has acquired and made available datasets on upper ocean temperature
and salinity structure, and sea-ice mass balance. Over 450 scientific
and technical publications have benefited from observations of the
IABP (http://IABP.apl.washington.edu/Citations).
For example, IABP data were fundamental to studies: (1) showing
the drop in Arctic sea level pressure and increase in cyclonic surface
winds during the late 1980's-early 1990's; (2) showing the patterns
of multidecadal trends in surface temperature over the Arctic Ocean;
(3) showing the changing patterns and decrease in areal extent of
old (> 10 year) sea-ice in the Arctic Ocean from 1979-2004.
Enhancements of the IABP have been recommended
as a key component of the SEARCH Arctic Ocean Observing System,
including Ice Mass Balance Buoys (IMB) and ocean Temperature-Salinity
(T-S) buoys. The IABP plan for 2005 includes 13 IMB's and 6 T-S
buoys (http://iabp.apl.washington.edu/AOOS/).
The combination of automated systems to measure meteorological,
sea-ice (including mass balance) and upper ocean variables has been
dubbed "Automatic Drifting Stations" in the SEARCH implementation
plan
(http://psc.apl.washington.edu/search/Library/ImplementOctober_R1.pdf).
Appendix 3: Elements of an Ice-Based Observatory

A3.1. Atmosphere

Science questions:
The atmosphere is an important element of the Arctic climate system
but there is a substantial lack of observations over the Arctic
Ocean. Currently the biggest uncertainty in Arctic climate simulations
are connected with limitations to the accuracy of measurements of
albedo, surface fluxes and cloud cover. The International Arctic
Buoy Program (IABP) provides information about surface atmospheric
pressure and 2 meters air temperature with the remaining information
on atmospheric conditions coming from operative numerical models
and data reanalysis projects. These models are not perfect and the
most probably causes for the large disagreements in Polar Regions
between model results and observations are related to unrealistic
parameterizations of a variety of feedbacks. Our understanding of
the interactions and feedbacks among the components of the Arctic
climate system can be significantly advanced by integrating new
observations of Arctic climate variables with global and regional
coupled atmosphere-ice-ocean models.
The relationships and feedbacks between climate variables are not
fixed over time and space and the ratio of thermal and dynamical
drivers could change (buoyancy/convection and vertical wind shear).
This establishes the need to compare the temporal evolution and
spatial pattern of model relationships with the corresponding covariability
in observed and measured climate variables on decadal time scales.
The proposed measurements can identify physically based causes for
disagreement and focus on physical processes (e.g. surface fluxes
in the stable and unstable planetary boundary layer, albedo-radiation-low
cloud feedbacks, the importance of synoptic-scale atmospheric dynamical
processes for the regional variability of sea ice cover, the influence
of Arctic aerosols, etc.).
The use of different measurements, e.g. from field campaigns, like
the Surface Heat Budget of the Arctic ocean (SHEBA) program or satellites,
can be used to improve the accuracy of the models by evaluating
the realism of their output, analyzing feedback mechanisms and relationships
among climate variables but in parallel a network of drifting platforms
providing sustained measurements of atmospheric surface parameters
over the Arctic ice and ocean is needed. These measurements together
with theoretical approaches will allow us to answer some key scientific
questions, namely:
• What are the physical processes within the coupled atmosphere-ocean-sea-ice
system that determine the Arctic surface heat, humidity and momentum
fluxes? Measurements of surface energy fluxes on time scales relevant
for climate time scales and climate modeling are needed in order
to resolve decadal and interdecadal variability.
• What is the variability of radiative and turbulent properties
of the atmosphere on climatically relevant time and space scales?
Model results show that there is a reasonable representation of
the annual cycle and selected climate variables with major shortcomings
in the planetary boundary layer and the near surface. Therefore,
atmospheric measurements from automated IBO should include basic
parameters characterizing processes and fluxes at interfaces atmosphere-sea-ice
and atmosphere-ocean. Correct representation of these parameters
is extremely important for calculations and simulations of sea-ice
and ocean dynamics and thermodynamics which respectively influence
atmospheric conditions.
Summarizing, the following physical characteristics of the near
surface atmosphere layer is necessary to determine the surface energy
budget and to answer a suite of very practical questions, such as:
What are the radiative fluxes? How much radiation is incident, reflected,
absorbed, and transmitted? What is the cloud cover (amount and properties)?
What is the stratification and thickness of boundary layer over
the ice and ocean? What are the turbulent fluxes in this layer?
Recommended atmospheric parameters:
• Air pressure (Paroscientific sensor);
• Air temperature (shielded thermistor; at least 2 levels
for stratification);
• Wind speed and direction (anemometer, 10 m if practical);
• Direction reference (fluxgate compass or differential GPS);
• Rime sensor;
• Short wave radiation flux (up and down radiometers);
• Long wave radiation (radiometers at 1-2 levels);
• Cloud cover (all-sky Webcam technology);
• Ozone concentration (spectrometer);
• Water transparency (transmissometer);
• Changing surface and sky conditions (Webcam technology).
Spatial coverage over the Arctic could be similar to IABP array
(with perhaps 1-2 buoys per 500 km), although a 5 to 10 times higher
resolution would be desirable in some areas for comparisons with
regional climate model simulations. Analysis using IABP experience
and modeling capabilities should be used to determine the spatial
resolution parameters and respective number of IBOs in the array.
A3.2. Sea-ice

Thermodynamics (growth, decay, mass balance):
General circulation models indicate that Arctic sea-ice may be
a sensitive indicator of climate change. Accordingly, efforts are
underway to improve and expand observing systems designed to monitor
changes in the Arctic sea-ice cover. The mass balance of the ice
cover is an important component of such observing systems, since
it is an integrator of both the surface heat budget and the ocean
heat flux. Satellites provide information on ice extent, as well
as the onset of melt and freeze-up and submarine surveys furnish
large-scale information on changes in ice thickness. However, neither
method delineates potential sources of observed changes: e.g. differences
in surface heat budget, variations in ocean heat flux, or modifications
due to ice deformation. Ice mass balance data provide this critical
insight. Autonomous buoys provide a means of routinely monitoring
the ice mass balance at many locations. Ice mass balance buoys consist
of, but are not limited to, a combination of a data logger, an Argos
transmitter, a barometer, a GPS, acoustic sensors monitoring the
positions of the ice surface and bottom, and a vertical string of
thermistors extending from the snow surface to the ocean surface.
The buoys provide time series information on vertical temperature
profiles, ice growth and decay, snow accumulation and ablation,
and ocean heat flux. In the past few years, nearly a dozen of these
buoys have been deployed as part of the Study of Environmental Arctic
Change (SEARCH) program. The ice buoys have been collocated with
other instruments including ice thickness profilers and ocean and
meteorological buoys. Data from these integrated sensor systems
will be assimilated and synthesized with other direct observations,
remote sensing data, and sea-ice models, to study the large-scale
evolution of ice mass balance.
Recommended parameters and sensors for sea-ice
thermodynamics:
• Position (GPS);
• Snow thickness (acoustic echo sounder);
• Ice thickness (acoustic echo sounder);
• Temperature in snow, ice and under ice (thermistors at 0.1
m vertical resolution);
• Short wave radiation in ice (radiometers at 1-2 levels);
• Snow wetness (dielectric sensor);
• Ice surface salinity (dielectric sensor);
• Water transparency (transmissometer);
• Changing surface ice conditions (Webcam technology).
Dynamics (deformations, ridging, failure):
At scales of 10-300 km sea-ice consists of a collection of plates
with differential motion along discontinuities. It is equivalent
to the oceanographic mesoscale (10-100 km) which is rich in high
energy dissipation processes (e.g., eddies). At this scale, differential
sea-ice motion plays an analogous dissipative role through the development
of leads, slip lines, cracks, and pressure ridges. Within the sea-ice
community there is no formal definition of this scale, with nomenclature
such as “linear features”, “piece-wise rigid motion”,
and “aggregate scale” beginning to emerge. Researchers
are only recently able to explore this scale thanks to availability
of high-spatial resolution, all-weather, Synthetic Aperture Radar
(SAR) images. A fundamental caveat with SAR imagery on polar orbiting
satellites is limited temporal resolution (typically 3 days and
rarely less than one day in cross-overs). Under the influence of
fast moving storms, significant non-linear changes in discontinuities
occur at temporal scales much less than 3 days with sea-ice deforming
rapidly, resulting in large changes in orientation, distribution,
and size of continuous and discontinuous regions. Complimentary
to polar SAR imagery, ice-mounted GPS-equipped buoys have high-temporal
resolution (hourly) but are spatially sparse in the field (low-spatial
resolution) with episodic deployments. Our approach is the development
of a high-temporal, high-spatial synthesis using buoys, SAR imagery,
and a Lagrangian discrete element ice models. Such a synthesis provides
valuable regional information for improving our understanding of
sea-ice processes, short-term (up to one week) forecasting, and
model validation. Efforts toward this goal are underway with interim
results already showing great merit in both Arctic and Antarctic
regions. Relevant science, logistic, and technological issues include:
• With the revisit time of satellites limited to one day
or longer, the temporal resolution of Lagrangian buoys (typically
1 hour) still far exceeds any space borne platforms. The addition
of low-cost (< $2K) GPS buoys scattered around a base ice-tethered
system provides critical information in determining local ice dynamics
in a way that can not be capture by remote sensing (not now and
not for a very long time to come). Their high temporal resolution
(typically 1 hour) captures fundamental high energy processes like
storms, tides, inertial oscillations, and sub-surface oceanic eddies
manifested in the ice. Even weekly atmospheric synoptic events like
storms are poorly resolved in high spatial resolution space-borne
SAR imagery.
• A simple scaling experiment clarifies the practical advantages
of utilizing sea-ice to understand geophysical scale dynamic processes.
Velocity is computed from a point measurement and associated changes
of that moving point with time. Deformation is computed from spatial
changes at multiple points with time. As such, deformation of any
material captures both spatial and temporal characteristics while
velocity captures only the temporal variability. Hence observations
of sea-ice divergence and shear are far more encompassing in describing
processes related to the surface fluxes and navigation while velocity
is an intermediate point measurement toward that result. Relatively
high spatial and temporal correlation length scales of ice (of order
100 km and months, respectively) make it possible to estimate mesoscale/regional/local
deformation based on a relatively small cluster (of order 10) of
point measurements. This is in contrast to the need for several
hundred surface drifters to cover similar scales in the atmosphere
and ocean. Hence regional sea-ice dynamics and variability measured
through sea-ice deformation arrays is both easier and more cost
effective than for either mesoscale atmospheric or oceanic systems;
a benefit of sea-ice utilized since the time of Fridtjof Nansen
over 100 years ago.
• The number of GPS stations around an ice-tethered platform
is more critical than the scale they are deployed. A minimum of
6 buoys is required for a statistical characterization and 10-12
are preferable in dynamic regions. In combination with high spatial
resolution SAR images one can get away with 6 or so stations if
used primarily as temporal tie-points to connect non-linear events
between images. Spatial scales should be determined based on critical
regional mesoscale processes and be deployed in clusters accordingly
(5-200km). Helicopter range from a main buoy has traditionally defined
the outer bound (around 200km).
• The following is a recommendation (in order of cost) of
practical add-ons to remote mesoscale units in terms of cost optimization
and relevant data retrieval (to add on as budgets permit but not
at the expense of enough cluster buoys).
o Temperature sensor at the snow-ice interface;
o Radar reflector to calibrate/validate space-borne instrumentation;
o Thermistor string to get snow, ice, and water temperature profiles;
o Stress sensor to test strain-stress rheology relations.
A3.3 Ocean

Science questions:
Recent measurements in the Arctic Ocean show that "the Arctic
is in the midst of change extending from the stratosphere to below
1000 m in the ocean" (Morison, J.H., K. Aagaard, and M. Steele,
Arctic, 53: 359-371, 2000). Such changes resonate with global climate
modelling studies that consistently show the Arctic to be one of
the most sensitive regions to climate change. In turn, processes
occurring in the Arctic Ocean appear able to influence the subpolar
North Atlantic and possibly the global ocean circulation. There
are numerous science questions related to the Arctic Ocean circulation,
freshwater and heat contents, vertical structures, water masses
and other physical parameters and their variability. It is also
important to understand the role of small to mesoscale processes
such as turbulent mixing near the air-ice-ocean interface, double
diffusion (pervasive in the Atlantic Water core), internal wave
mixing, and mesoscale eddies. Among these problems the following
questions are likely to be resolved with data from the implementation
of IBOs:
• What is the current state of the Arctic Ocean hydrography?
• How does this hydrography change synoptically; from season
to season; from year to year; and during different climate states.
What is the range of its interannual and decadal variability?
• How stable is the Arctic hydrography? What are the major
mechanisms regulating its behavior?
• What are the ocean-ice fluxes that can significantly alter
the net ice mass in the Arctic system through changes in available
heat from Pacific and Atlantic waters?
A coordinated effort of sample collection and data synthesis is
needed to solve these questions. The data collection effort proposed
here will fill crucial gaps in the modern and historical data sets
available in the Arctic Ocean. It is important to:
• Determine the circulation of the Arctic Ocean throughout
the entire water column (i.e., including core components), and its
variability at synoptic to interannual time scales.
• Quantify the vertical and temporal scales of variability
in the temperature and salinity fields, especially in the Pacific
and Atlantic halocline layers where many dramatic changes have occurred
during the past decade.
• Assess the impact of regional effects on large-scale changes
in the circulation and properties of the Arctic Ocean.
Parameters and sensors and real time profiling technology:
There are four measurable parameters traditionally used by physical
oceanographers for their studies (water temperature, salinity, pressure,
and ocean currents) and there are proven means for their sampling.
Progress in documenting and understanding climate variability of
the Arctic Ocean requires a sustained ocean observing system that
is cost effective and practical.
The need for broad-scale, frequent ocean sampling is being addressed
outside the polar latitudes by the multinational Jason/Argo programs
that are providing satellite altimeter measurements of sea level
anomalies and drifting profiling floats measurements of the upper
ocean temperature and salinity fields, all feeding a global data
assimilation effort (GODAE). Although sea-ice precludes the use
of these techniques for observing the Arctic Ocean and quantifying
its circulation, it does provide a natural support platform for
the deployment of ocean sampling systems.
Ice-tethered drifters discussed in the introduction
with discrete subsurface instrumentation such as the SALARGOS, IOEB
and J-CAD buoys, have been successfully deployed in the Arctic in
recent years, demonstrating that automated buoys are a viable means
of acquiring long-term, in situ data from beneath the ice pack.
Development of automated profiling instruments is required to overcome
the limitations of discrete depth systems (for examples see abstracts
in Appendix 5 by Krishfield and Toole and Kikuchi,
et al.). For climate variability studies, arrays of platforms are
needed to better resolve the spatial and temporal variability of
the data from individual drifters.
Year round observations with daily or more frequent temporal resolution
and better than 1 meter vertical resolution of the upper 500-800
meters would allow polar oceanographers not only to successfully
detect the heat and freshwater content of the Arctic Ocean but also
to investigate and better parameterize numerous polar ocean processes
including vertical mixing within thermohaline diffusive staircases
and lateral stirring by thermohaline intrusions and eddies. Additionally,
an IBO array could establish a telecommunications link through the
surface ice pack to serve as a future framework for two-way transmissions
of data and/or navigation information among buoys, AUVs, and subsurface
moorings measuring physical properties in the Arctic Ocean.
Recommended parameters for physical oceanographic
studies (all profiling from the surface to at least 500 m with 1
m resolution):
• Pressure;
• Temperature;
• Salinity;
• Current velocity.
A3.4. Biology and chemistry

The identification of a small subset of key variables for biology
and chemistry is relatively difficult because of the diverse and
broad range of critical variables relevant to various aspects of
Arctic ecology, chemistry, and biochemical transformations. The
important variables, naturally, depend on the biological and chemical
question to be addressed. Therefore, it is important to recognize
that multiple combinations of biological and chemical sensors may
be considered to be critical.
Important Questions:
Two overarching, critical questions that remain unanswered given
the spatial and temporal paucity of data were identified, namely:
• How do biological and chemical parameters vary seasonally
and inter-annually?
• What is going on, biologically and chemically, during winter?
Encompassed within both of these questions are more specific processes
or feature oriented questions that remain critical to our understanding
of the ecosystem and of material fluxes. The following serve as
examples of important questions but are not perceived as all inclusive.
• What are the budgets of key biological and chemical parameters
under the ice?
• What is the extent and heterogeneity of ice cover and open
water and how does this heterogeneity impact light transmission,
light quality, and under ice production?
• What is the vertical distribution of key bio-chemi |