I. General
A. The following paragraphs outline
the Institution's basic policies for extended leaves of absence,
which are generally defined as absences of more than 40 hours
in a pay period. Except as required by the Family & Medical
Leave Act (FMLA), in no case will a leave of absence exceed the
employee's length of service since the most recent date of hire,
nor will a leave of absence be granted to half-time, casual or
temporary employees. Certain leaves offer reemployment rights
while others will depend upon a need for the individual's services.
Short-Term leaves of absence are described in Paid
Absences.
B. Failure to return from a leave of absence
as scheduled will result in termination as of that date.
C. Employees requesting a leave of absence
may request that their accrued vacation and/or shore leave be
retained until they return from the leave of absence. If the
request is not made by the employee, all such accrued time will
be paid at the commencement of the leave with the exception
of disability, FMLA and maternity leaves (provisions covered
under IIA, IIC and IID of this policy).
D. Regular employees absent without pay
for more than 40 hours in a pay period will not accrue sick
leave or vacation time during that pay period.
E. Regular employees absent without pay
for one full pay period (other than those absent under the disability,
FMLA and maternity leave provisions of IIA, IIC and IID below)
may continue their group insurance coverage(s) by paying the
employees' share of their premium(s) for that applicable pay
period.
F. Employees absent without pay for more
than one full pay period will pay the full premium(s) for group
insurance(s) (other than those absent under the disability,
FMLA and maternity leave provisions noted above). However, coverage
under the Disability Income Plan will remain in effect only
through the employee's last full day of work and will resume
when the employee returns to Regular employment.
G. Participation in the Retirement Plan
will be in accordance with the provisions of the Plan.
H. All requests for leaves of absence
will be prepared through the appropriate department and approvals
obtained by Human Resources.
II. Types of Leaves of Absence:
A. Disability:
1. An employee eligible to receive
benefits under the provisions of the Seamen's "Protection and
Indemnity" policy, Workers' Compensation or the Disability Income
Plan may be placed on a "disability leave of absence". Employees
with a known medical condition, sufficiently severe to cause
possible harm to themselves or others if they continue to work,
may work provided they obtain a physician's written statement
of their ability to do so and have also obtained the concurrence
of the Institution. If this statement has not been submitted
and approved by the Institution, the employee will be placed
on disability leave.
2. A disability leave of absence may
extend as long as:
a.) The employee remains eligible
for the above mentioned benefit(s);
b.) The employee retires under the
Institution's Retirement Plan; or
c.) Until the period of absence equals
the employee's accrued service at the start of the leave,
whichever occurs first.
Accrued Sick Leave (and/or vacation upon employee's
request) will be applied prior to commencement of disability
benefits. Vacation may be used to supplement this income up
to the amount of the employee's regular base pay. There will
be no accrual of vacation and sick leave while on Disability
Leave of Absence.
3. While in a waiting period of disability
benefits or once disability benefits commence, an employee
on an approved disability leave of absence may continue group
insurance coverage(s) by paying the regular employee's share
of the premium(s). An employee in disability leave status
will not be required to pay for Group Basic Life Insurance
coverage which will continue until the earliest of nine months
of disability, the employee reaches age 65, termination of
employment or disability ends. If the employee is not
receiving short-term disability income, all other coverage,
including Dependent coverage, will end. If a waiver
of premium is approved, the Basic and Supplemental coverage
will continue for as long as the employee satisfies the eligibility
requirements of the insurer.
4. Those employees who have indicated
that they intend to return to work following their period
of disability will be considered before any other applicant
for return to the same or similar position or for any other
position for which they are qualified. The application for
reemployment must be made within 90 days following recovery
from the disability.
B. Educational:
Leaves of absence may be granted to employees
who wish to continue formal education in fields related to their
work at the Institution. A leave of absence may be granted by
a Department Chair or Administrative Manager for periods of
up to one year. It may be renewed each year up to a maximum
of four years, provided that the student is maintaining satisfactory
grades and requests the renewal in writing. A copy of the latest
transcript must be attached to the request for renewal and forwarded
to Human Resources. An educational leave of absence implies
no commitment for reemployment by the Institution.
C. Family and Medical:
1. Purpose. This policy
outlines the basic procedures governing Family and Medical Leaves.
Family and Medical Leaves are employee leaves of absence for
child care, personal medical care and family medical care.
2. Eligibility. An employee will
be eligible to seek a Family and Medical Leave if (1) the
employee has worked for the Institution for at least 12 months,
(2) the employee has worked for the Institution for at least
1,250 hours during the 12 months before the leave and (3)
at least 50 employees of the Institution work at the same
worksite or otherwise work within a 75-mile traveling distance
from the employee's worksite. In limited circumstances, some
employees who do not meet these eligibility standards may
be eligible to take an eight-week leave for the purpose of
giving birth or for adopting a child.
3. Types of Family and Medical
Leaves. Employees may qualify for any of three types of Family
and Medical Leaves. Throughout this policy, the term "Family
and Medical Leave" refers to any of these three types of leaves:
a.) Birth, Adoption and Child
Care Leave
An employee may take a Birth, Adoption and Child
Care Leave because of birth, adoption or foster care placement
of a child and for care of that child. The leave must be completed
within 12 months of the child's birth, adoption or foster
care placement.
b.) Family Member Leave
An employee may take a Family Member Leave
to care for a seriously ill or injured spouse, parent or
child. The illness or injury must be a "serious health condition,"
within the meaning of the Family and Medical Leave Act of
1993 ("FMLA"). Basically, a "serious health condition" means
a physical or mental condition that involves inpatient or
continuing treatment by a health care provider. If the leave
is for care of a child, the child must either be under age
18 or unable to care for himself or herself due to a mental
or physical disability.
c.) Personal Medical Leave
An employee may take a Personal Medical Leave
because of an illness or injury that makes the employee unable
to perform his or her job. As with a Family Member Leave, the
illness or injury must be a serious health condition.
4. Notice and Scheduling of Leave.
An employee taking a Family and Medical Leave should give
written notice to their supervisor who is to notify Human
Resources promptly. When the leave is a Birth, Adoption and
Child Care Leave, the employee must generally give at least
two weeks' notice of the leave. 30 days' notice is preferred.
If an employee plans to take a Family Member
Leave or a Personal Medical Leave because of planned medical
treatment, the employee must make an effort to schedule the
treatment to reduce the disruption to the Institution, subject
to the health care provider's approval. An employee should
generally consult with his/her supervisor to explore alternatives
to reduce the disruption to the Institution. In any event,
at least 30 days' written notice of the leave should generally
be given to their supervisor who is to notify Human Resources
promptly.
In some cases, an employee will not be able
to give the full amount of advance notice generally required
for a Birth, Adoption and Child Care Leave or for a Family
and Medical Leave for planned medical treatment. When an employee
cannot give the generally required notice for a legitimate
reason, the employee should give as much notice as possible
under the circumstances.
When a Family Member Leave or a Personal Medical
Leave is needed due to a medical reason other than planned
treatment, an employee should give their supervisor verbal
or written notice as soon as he or she reasonably can. The
supervisor is to notify Human Resources promptly.
An employee's failure to give adequate notice
may delay the employee's right to take a Family and Medical
Leave.
5. Confirmation of Leave. After
an employee gives notice of intent to take a Family and Medical
Leave, the Institution will designate the leave as Family
and Medical Leave. That designation will generally be provided
by a memorandum confirming receipt of the notice of the leave
and setting forth some of the basic employee rights and obligations.
If an employee is ineligible for Family and
Medical Leave but requests such leave, the Institution shall
provide notice to the employee of the Institution's determination
of ineligibility.
Employees requesting a Personal Medical Leave
or a Family Medical Leave will generally be required to provide
a medical verification if the leave is expected to continue
for more than 5 calendar days. When requested, the certification
must be provided within 15 calendar days of the request. The
Institution may, in some cases and at its expense, require
a second and sometimes a third certification.
Employees on a Personal Medical Leave or a
Family Member Leave for which medical verification is initially
required may also be required to provide medical verifications.
The cost of providing any such certifications, if any, will
be borne by the employee.
Moreover, employees on leave may be contacted
periodically for updates concerning their status and intent
to return. Employees are expected to be fully responsive to
such requests for updates.
6. Length of Leave and Restoration
Rights.
a.) General. In general, an
employee will be entitled to a maximum of 12 weeks of Family
and Medical Leave during any 12-month period. The 12-month
period is a rolling period measured backward from the date
the employee uses any leave under this policy. Each time an
employee takes any Family and Medical Leave, the remaining
leave entitlement will be any balance of the 12 weeks that
has not been used during the immediately preceding 12 months.
In addition, there may be circumstances in
which further leave rights are available under the provisions
of state law. Otherwise, requests for any additional leave
for any Family and Medical Leave will be subject to the
Institution's approval.
b.) Nature of the Leave. Unless otherwise
approved, a Birth, Adoption and Child Care Leave must be
taken at one time. A Family Member Leave or a Personal Medical
Leave may be taken through either a reduced working schedule
or intermittently if such an arrangement is certified to
be medically necessary (or if the Institution approves such
an arrangement in its discretion). If an employee is entitled
to a Family Member Leave or a Personal Medical Leave on
a reduced work schedule or intermittent basis, the Institution
may transfer the employee temporarily to a position for
which s/he is qualified if the alternative position would
better accommodate the recurring leaves than the employee's
regular position.
c.) Special Rule Applicable to Spouses
who are Both Employed by the Institution. If the Institution
employs both spouses, the total Birth, Adoption and Child
Care Leave to which they will be entitled together will
be 12 weeks in any 12-month period.
d.) Restoration Rights.
1. General.
At the end of a Family and Medical Leave,
an employee will have the right to return to his or her
last position before the leave or to an equivalent position
with benefits, pay and other terms and conditions of employment.
The employee will not lose any benefit rights, such as
vacation, to the extent that those benefit rights accrued
before the leave period.
2. Notice of Change of Length
of Leave.
If an employee becomes aware of changed
circumstances that will foreseeably increase or decrease
his or her need for Family and Medical Leave, the employee
must give the Institution notice of the anticipated change
of the length of the leave within two business days of
learning of the anticipated change of the length of the
leave.
3. Adverse Actions During the Leave.
An employee will not be entitled to more
favorable employment terms as a result of taking a Family
and Medical Leave than he or she would have had if no
leave had been taken. Thus, an employee who takes a Family
and Medical Leave will be subject to any pay or benefit
reductions or other adverse actions, including layoff,
that the employee would have experienced if he or she
had not been on a Family and Medical Leave.
4. Extension of Leave.
In the event that a Family and Medical
Leave is extended beyond a level totaling 12 weeks
of leave over 12 months, the Institution will consider
the possibility of restoration but generally will not
guarantee restoration. The determinations regarding whether
to grant an extension and to grant restoration after an
extension will be made in the Institution's discretion
after considering factors such as the purpose of the leave
extension, the employee's length of service, the employee's
attendance record, the employee's position, and the Institution's
assessment of its needs. Nevertheless, in some limited
circumstances, employees may be entitled to further leave
based on state law.
5. Certification Before Return.
Before an employee may return from a Personal
Medical Leave that has continued for at least 5 calendar
days, the employee's health care provider must certify
that the employee is able to resume his or her job. The
employee will be required to bear the costs of such a
certification.
6. Pay and Benefits
i.) Pay. Family and Medical
Leaves are not paid leaves. However, an employee may substitute
a paid leave for which the employee is eligible for otherwise
unpaid FMLA leave. Such a substitution will be counted
against the employee's use of FMLA leave. For example,
if an employee takes a Personal Medical Leave, he or she
may be entitled to paid occasional illness leave and,
if still unable to work, may thereafter be entitled to
disability benefits. Employees who seek paid leave will
need to meet the notice and qualification requirements
under the paid leave policies.
If no other paid leave is available but
an employee is eligible for accrued paid leave, such
as vacation pay, the employee may use that accrued leave
during a Family and Medical Leave until it is exhausted.
ii.) Maintenance of Health Benefits.
During a Family and Medical Leave, the Institution will
continue the employee's medical and dental insurance
coverage, provided that the employee pays for the regular
employee share of such coverage on a timely basis as
if he or she had remained actively employed. During
any paid leave, the employee share of the premiums will
be deducted from the employee's pay. During the unpaid
portion of a Family Medical Leave, the employee will
be required to pay the employee share by delivering
the payment so that it is received by the Institution
no later than the last day of each month. If the payment
is more than 30 days late, benefits will cease until
the employee returns to work.
If the employee fails to return from
the leave, the Institution may be entitled to recover
from the employee the portions of medical and dental
insurance premiums that were paid for by the Institution
with respect to the unpaid portion of the leave. The
Institution will be entitled to recover these amounts
unless the employee's failure to return was due to a
serious health condition (within the meaning of the
FMLA) or if there are other circumstances beyond the
employee's control. If the employee states that he or
she is unable to return from the leave because of a
serious health condition, the Institution may require
the employee to provide a medical certification.
iii.) Other Benefits. Non health
benefits, such as life insurance, may be continued during
the leave, if permissible under applicable plans and
insurance policies, subject to the same cost sharing
applicable to active employees.
7. Medical Records. Documents relating
to medical certifications, recertifications or medical histories
of employees or employees' family members will be maintained
separately and treated as confidential medical records,
except that in some legally recognized circumstances, the
records (or information in them) may be disclosed to supervisors
and managers, first aid and safety personnel, or government
officials.
D. Maternity Leave:
1. A female employee who is either
pregnant or adopting a child under 18 years of age (or under
23 if the child is mentally or physically disabled) may be eligible
for a maternity leave of absence of up to eight consecutive
weeks in duration. To be eligible for this leave, the employee
must give at least two weeks notice in writing of the intent
to go on leave and signify an intent to return to work following
the leave.
2. Upon return to work following this
leave, the employee will be reinstated in her original position
or an alternative position of equivalent salary and grade.
Failure tore turn to work following this absence will result
in termination from the Institution unless parental leave
of absence is approved.
3. The employee may apply any accrued
sick leave and/or vacation time, enabling her to retain normal
salary and benefits during this period. If there is not sufficient
sick leave or vacation time to keep the employee in a paid
status for the full eight weeks, the employee will be placed
on an unpaid maternity leave. Group insurance may be continued
by paying the employee's share of the cost.
4. If the employee is medically unable
to perform her normal duties prior to delivery, as evidenced
by a physician's written statements, the maternity leave will
begin on that date. If she remains medically incapable or
working at the end of an eight week period, she may continue
in sick pay status, using accrued sick time or, if that time
is not available, apply for Institution disability benefits.
(See Disability Leave 2g(3) for more details). When the employee
is no longer disable (as evidenced by a physician's written
statement), she is eligible to request parental leave, depending
on the timing and the length of the disability leave.
E. Marine Department: (Marine Department
Furlough):
Marine crew members should refer to Marine Crew
Member Policies for information concerning MDF.
F. Military:
Employees who leave the Institution and enter
the Armed Services of the United States of America shall be
granted leaves of absence for the period of time they are required
to serve plus 90 days. The 90 day extension does not apply to
normal reserve or National Guard training periods. Upon return
to work following the Military Leave of Absence, the employee
will be returned to the same or similar position.
G . Parental:
1. Parental leave of up to eight
consecutive weeks may be requested within the first six months
of the child's birth or adoption of a child under 18 years of
age (or under 23 if the child is mentally or physically disabled).
If applicable, this leave is in addition to maternity leave
outlined above. To be eligible for this leave, the employee
must give at least two weeks notice in writing of the intent
to go on leave and signify an intent to return to work following
the absence.
2. Upon return to work following this
leave, the employee will be reinstated in his/her original
position or an alternative position of equivalent salary and
grade. Failure to return to work following this absence will
result in termination from the Institution.
3. Accrued vacation time, if available,
may be applied during this time to maintain full salary and
benefit status. Should s/he elect not to do so, and/or vacation
time is not available, the balance of the parental leave will
be without pay.
4. During this leave, if an employee
is in an unpaid status for more than one full pay period,
group insurance(s) may be continued by paying the full cost
of the premium(s).
H.
Personal:
1. When personal reasons necessitate
an employee's being absent, and the needs of the Institution
will not be adversely affected, an unpaid leave of absence may
be considered. Examples that may be acceptable reasons are:
a.) Extended sickness in the
family;
b.) Problems, legal or otherwise,
demanding the employee's personal attention;
c.) Marriage of an employee not entitled
to paid vacation;
d.) Child care.
2. This leave without pay may be granted
by the Department Chair or Manager for a period not to exceed
three months. Renewals for periods in excess of three months
must be requested in writing and approved by the Director. There
is no guarantee that a person returning after a period of personal
leave will be re-employed, although an effort will be made to
do so.
I.
Pre-retirement:
Employees may request to use their accrued
vacation in conjunction with an impending retirement. Vacation
and sick leave will continue to accrue if the employee returns
to work on the last day prior to commencement of retirement benefits.
However, if the employee elects to terminate from vacation, there
will be no accrual of vacation or sick leave during this pre retirement
leave of absence status.
J. Temporary Assignments Elsewhere:
Temporary Assignment: Leaves of absence may be
granted to scientific and technical staff members to accept
temporary assignments elsewhere that are of a nature as to be
in the Institution's best interest, and provided that the employee
plans to return on a full-time basis after completion of the
assignment.
Outside Professional Activities: A leave of absence
or reduction in time status to no less than half-time may also
be granted to members of the Scientific, Technical and Exempt
Administrative staff when participation in an outside activity
potentially compromises that employee's primary obligation to
the Institution. That participation must be judged by the Institution
to be in the best interests of the employee's professional development
and in concert with the Institution's best interest.
For Scientific/Technical Staff, a research plan,
with anticipated funding support indicating how he/she expects
to resume full-time Institution employment at the end of the
leave/status change, must be submitted to the Department Chair
and Director for Research for their review as part of their
consideration of the request for leave/status change.
It is expected that these assignments will be
of relatively short duration, of a temporary nature. Leaves
and status changes may be granted for a period of up to one
year and may be authorized in exceptional cases for one additional
year. No commitment for continued employment of re-employment
at the Institution is implied by this action except in cases
of tenured Scientific Staff.
Final review and action will be taken by the
Director or the Director's delegate.
When in the best interest of the Institution, exceptions
to this policy may be made at the discretion of the Director.
The attached chart displays
the different types of extended leave of absence, approval levels
and procedures, renewals and re-employment
rights.
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